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Monitoring and Testing Manager - Gravitas Recruitment Group

Job Title: Monitoring and Testing Manager - Gravitas Recruitment Group
Location: Hong Kong
Reference: DBE6972E80D0DDEF
Job Published: October 12, 2019 13:51

Job Description

ResponsibilitiesWork closely with the Global Markets Regional Compliance, Operational Risk and Controls Offices to deliver action itemsManage or participate in internal and external meetings on compliance related mattersOversight of the ongoing applicability assessment across Global Markets of relevant regulations to drive the development of policy and training to support the activities of 2nd Line of DefenceLead the implementation and oversight of policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory complianceSupport the Regulatory Compliance Monitoring and Testing TeamSupport the Global Markets business by conducting in-depth reviews in order that line management can ensure all business is in compliant with all laws, rules, regulations and codes of practice, notably US and EU regulationsRequirementsBig 4 experience attractiveVaried business and regulatory experience with excellent knowledge of investment banking or global markets, the latter acquired via Compliance roles or time with a regulatorExtensive knowledge in controls testing, assurance and audit will be preferredGood working knowledge of Regional Compliance requirements and risk-based monitoring techniquesUnderstanding of governance, risk management and control frameworksExcellent planning, prioritization and documentation skills are essentialGood knowledge of the English language and grammarGood quantitative, qualitative analytical skills and problem-solving skillsStrong IT skills including audit type workflow tools, databases and web-based applicationsWhat's On OfferOffer attractive remuneration package and comprehensive fringe benefits,Well-known brand name, sizeable companyExcellent career path and great room for internal mobilityContact: Ruby SoFor an initial confidential discussion please contact Ruby So at +852 3907 0744. You can also email your most updated CV to